Finance & Security Law

Finance & Security Law

Request A Call

Finance & Security Law

Looking for a Finance & Security Lawyer?

An investment in a business is called security. It comes in the form of shares of stock, bonds or a package of loans. When you start up a venture, you do some financial transactions. It requires the issuance of securities. These securities are needed to be registered under federal and state laws. The Canadian securities regulation is manged through laws and agencies established by thirteen provincial and territorial governments of Canada.

There is a securities commission in each province and territory. Each has equivalent authority over tis respective province or territory.

However, there is no a securities regulatory authority at the federal government level. The regulatory authority began to establish provincial government in 1912 in Manitoba. Later the privy council decided in Lymburn and Mayland in 1932. Most legislations of it come under the provincial property and civil rights power.

Consequently, there is a passport system which operates majority of provincial security commissions. But the largest capital market of Canada, Ontario does not participate in the passport regime. The government of Canada is trying to establish a national securities regulatory system for providing better and more consistent protection for investors across Canada. Today, there is securities regulator in each province. Each regulator is either self-funded or funded by any larger government department. These regulators administer finance and security laws of province. They also disseminate their own set of rules and regulations.

Ideally, two organisations i.e. Investment Industry Regulatory Organisation of Canada (IIROC) and Mutual Fund Dealers Association (MFDA) research and work out for the most of finance and securities laws.

All provincial and territorial regulators work in tandem with the Canadian capital markets through the CSA (Canadian Securities Administrators) for developing uniform rules and regulations in the finance and security markets. The Canadian Securities Administrators also implement the passport system to get permission for participating in capital markets activity of Canada. The business-friendly jurisdiction of Canada offers a wide array of business doing where markets offer both mature debt and equity capital markets which are accessible to any business needs. A number of enticing incentive schemes are being used to increase investment in small and medium sized enterprises. In fact, there are finance and Security lawyers working to deal with all the legal issues and disputes involved or entangled in mergers and acquisitions. They provide strategic legal and business advice in all principal areas of corporate financing, banking, bankruptcy, insolvency and various others opportunities in the marketplace.

Request A Call

child custody lawyers mississauga, brampton, child custody ontario mother rights, child custody ontario father rights

Parmvir Kahlon

B.A., LL.B. (HONS) | Barrister & Solicitor
(905) 671-9244
pkahlon@minhaslawyers.ca

Recent legal articles

When should I retain Real Estate Lawyer

Buying a home is a single largest financial investment you can make; it also might be emotional because this will be the place where you going to raise your family; it involves numerous people, service providers, multiple level of govt

Read More »

Reviews

Mr. Manpreet Minhas has deeper knowledge of Real Estate. One of the best law firms in Toronto Area. Very reasonable fees and friendly staff. I would recommend Minhas Lawyers to everybody seeking help in Real Estate transactions.

Very helpful and provide responses in timely manner.

I was incredibly impressed with their professionalism and their service.The staff is very friendly.The lawyer was knowledgeable and knew exactly what was involved in the closing process.Their prices are very reasonable and much better than what other lawyers are asking for. I would recommend them to my friends and family.

Highly recommended Lawyers being a long time client. Professional staff and best customer service.

Extremely professional and knowledgeable lawyers. Highly recommended !!

Remarks: Mr. Minhas (Manpreet) handled my very difficult business transaction with expertise and eased my concerns quickly. His knowledge was excellent and I felt well taken care of. The deal closed and his bill was fair. Thank you so much. This is not the First time we have used Minhas Lawyers.

very professional. They explained me everything including fee structure at the start unlike other law firms . Rupinder Minhas is very knowledgeable and great lawyer. A+++++

Rupinder Minhas is a very good business lawyer. He helped us in completing our business transaction. Highly knowledgeable in his field. I would highly recommend him. Thank you very much for your services!

Experienced lawyers on every subject matter. Very kind and serious

Manpreet Minhas and his team are very Knowledgeable, Professional and result oriented. Had a very positive experience on a real estate dealing with Mr. Minhas and his team who are focused on details and positive experience for clients. Will definitely use service if needed in future. Thanks and best wishes.

Very, very professional services. Mr. Manpreet Minhas handled my immigration matter very professionally. Their fees are very reasonable. One of the best lawyers…A++++.

Close Menu